FINRA Rider Filing Status Report
Friday, May 18, 2012
FINRA Rider SR 6315 and revised Financial Industry Regulatory Authority Rider SR 6139c (SFAA-F-283), Rules Manual Filing: XX-FM-17, Status Report - 5/18/2011 has been posted for Members only.
In an effort to make the Countrywide Filings section easier to navigate, SFAA
will post only the most current filing status report for each filing, as the
reports are cumulative. The filing announcement, including all copies of the
filing materials, will remain permanently for reference and always will be
followed by the latest filing status report. All state-specific forms generated
as a result of the filing review process and announced in the various status
reports also will be permanently posted for reference.